Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Newton Investment Management Limited
FRN 119331
- [FCA CF] Material risk taker (since 1 Dec 2023)
- [FCA CF] Manager of certification employee (since 23 Jan 2023)
- [FCA CF] Client dealing (since 25 Jan 2021)
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- [FCA CF] Client dealing (9 Dec 2019 to 9 Oct 2020)
- [FCA CF] Material risk taker (9 Dec 2019 to 9 Oct 2020)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (26 Mar 2007 to 31 Oct 2007)
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- [FCA CF] Material risk taker (9 Dec 2019 to 9 Oct 2020)
- [FCA CF] Client dealing (9 Dec 2019 to 9 Oct 2020)
- CF30 Customer (4 Apr 2018 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.