Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 18 Nov 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 18 Nov 2021)
- CF30 Customer (9 Jul 2019 to 8 Dec 2019)
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- CF21 Investment Adviser (18 Nov 2002 to 13 Oct 2004)
- CF22 Investment Adviser (Trainee) (28 May 2002 to 18 Nov 2002)
- CF4 Partner (AR) (1 Dec 2001 to 8 Mar 2005)
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- Employed By (29 May 2002 to 8 Mar 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.