Marlan Juan St Clair Thomas

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Origen Financial Services Limited

    FRN 192666

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 1 Feb 2024)
    • [FCA CF] Functions requiring qualifications (since 1 Feb 2024)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 31 Jan 2024)
    • CF30 Customer (8 Jan 2016 to 6 Mar 2016)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (20 May 2015 to 27 Nov 2015)
  • Pinnacle Wealth Management LLP (no longer approved here)

    FRN 582859

    • (8)Employed By (13 May 2015 to 27 Nov 2015)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (28 Apr 2008 to 9 Aug 2010)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 11 Apr 2008)
    • CF22 Investment Adviser (Trainee) (12 Mar 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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