Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
CAPRICORN FUND MANAGERS LIMITED
FRN 505252
- CF1 Director (AR) (since 17 Oct 2025)
- CF30 Customer (since 17 Oct 2025)
- [FCA CF] Significant management (since 11 Sep 2025)
- [FCA CF] Client dealing (since 11 Sep 2025)
-
Astolat Capital Ltd
FRN 1043067
- Employed By (since 17 Oct 2025)
-
- [FCA CF] Client dealing (12 Jul 2021 to 9 May 2025)
-
- [FCA CF] Manager of certification employee (12 Jun 2017 to 17 Sep 2020)
- [FCA CF] Material risk taker (7 Mar 2016 to 12 Feb 2018)
- [FCA CF] Client dealing (7 Mar 2016 to 31 Mar 2021)
- CF30 Customer (22 Mar 2012 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.