Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 7 Sep 2023)
    • [FCA CF] Client dealing (since 7 Sep 2023)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [FCA CF] Material risk taker (16 Jul 2020 to 2 Jan 2023)
    • [PRA CF] Managing a material risk taker (16 Jul 2020 to 2 Jan 2023)
    • [PRA CF] Significant risk taker or Material risk taker (16 Jul 2020 to 2 Jan 2023)
    • [FCA CF] Client dealing (2 Jan 2019 to 2 Jan 2023)
    • [FCA CF] Manager of certification employee (2 Jan 2019 to 2 Jan 2023)
    • CF30 Customer (4 Nov 2009 to 18 Sep 2012)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Client dealing (7 Mar 2016 to 18 Dec 2018)
    • [FCA CF] Material risk taker (7 Mar 2016 to 18 Dec 2018)
    • CF30 Customer (12 Nov 2012 to 6 Mar 2016)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Material risk taker (7 Mar 2016 to 18 Dec 2018)
    • [FCA CF] Client dealing (7 Mar 2016 to 18 Dec 2018)
    • CF30 Customer (12 Nov 2012 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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