Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Client dealing (1 Nov 2016 to 15 Jan 2021)
    • [FCA CF] Material risk taker (1 Nov 2016 to 15 Jan 2021)
    • CF30 Customer (14 Oct 2008 to 6 Mar 2016)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF21 Investment Adviser (17 Oct 2005 to 23 Jul 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.