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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Hudson Bay Capital UK LLP
FRN 1003945
- [FCA CF] Client dealing (since 7 Feb 2025)
Balyasny Asset Management (UK) LLP (no longer approved here)
FRN 403302
- [FCA CF] Client dealing (3 Apr 2024 to 25 Jun 2024)
Mariana UFP LLP (no longer approved here)
FRN 551170
- CF30 Customer (8 May 2017 to 29 Jun 2018)
Oppenheimer Europe Ltd. (no longer approved here)
FRN 483856
- CF30 Customer (1 Feb 2017 to 28 Apr 2017)
CREDIT SUISSE INTERNATIONAL (no longer approved here)
FRN 146702
- CF30 Customer (23 Aug 2011 to 6 Mar 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.