Mark Woolley

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Natixis (no longer approved here)

    FRN 206092

    • [PRA CF] Significant risk taker or Material risk taker (25 Oct 2021 to 21 Jan 2025)
    • [FCA CF] Manager of certification employee (9 Apr 2021 to 21 Jan 2025)
    • [FCA CF] Client dealing (7 Sep 2017 to 21 Jan 2025)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Material risk taker (7 Mar 2016 to 15 Mar 2017)
    • [FCA CF] Client dealing (7 Mar 2016 to 15 Mar 2017)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (29 Oct 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.