Mark Woodroffe

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Wellington Management International Limited (no longer approved here)

    FRN 208573

    • [FCA CF] Significant management (31 Jan 2024 to 29 Nov 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2023 to 29 Nov 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 29 Nov 2024)
  • Thesis Asset Management Limited (no longer approved here)

    FRN 114354

    • CF22 Investment Adviser (Trainee) (12 Oct 2004 to 7 Oct 2005)

Recent activity

Updates to this individual's record on the FCA register.

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