Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LONDON & COUNTRY MORTGAGES LIMITED (no longer approved here)

    FRN 143002

    • [FCA CF] Manager of certification employee (13 Jul 2021 to 3 Nov 2022)
    • [FCA CF] Functions requiring qualifications (4 Mar 2021 to 31 Mar 2021)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (1 Nov 2007 to 25 Jun 2008)
    • CF21 Investment Adviser (30 Sep 2004 to 31 Oct 2007)
    • CF1 Director (AR) (1 Jun 2004 to 25 Jun 2008)
    • CF22 Investment Adviser (Trainee) (1 Jun 2004 to 30 Sep 2004)
  • Lewington Limited (no longer approved here)

    FRN 400571

    • (3)Employed By (1 Jun 2004 to 25 Jun 2008)
  • Kingswood Independent Financial Advisors (no longer approved here)

    FRN 189840

    • (14)Employed By (5 Jun 2000 to 24 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

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