Mark Windsor

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • REGENCY FINANCE LTD

    FRN 929054

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 7 Oct 2020)
    • SMF16 Compliance Oversight (since 7 Oct 2020)
    • SMF3 Executive Director (since 7 Oct 2020)
    • Responsibility for MCD Intermediation (since 7 Oct 2020)
    • Responsible for Insurance Distribution (since 7 Oct 2020)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF4 Partner (AR) (10 Jul 2009 to 22 Mar 2010)
  • Integrated Financial Solutions For You Ltd (no longer approved here)

    FRN 215080

    • (3)Employed By (1 Dec 2001 to 28 Oct 2003)

Recent activity

Updates to this individual's record on the FCA register.

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