Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • THE CO-OPERATIVE BANK P.L.C. (no longer approved here)

    FRN 121885

    • [FCA CF] Functions requiring qualifications (12 Mar 2018 to 26 Mar 2021)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (8 Mar 2012 to 3 May 2013)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (280)Employed By (8 Mar 2012 to 3 May 2013)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 27 Feb 2012)
    • CF21 Investment Adviser (2 Dec 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (9 Dec 2002 to 2 Dec 2003)
  • BA (GI) Limited (no longer approved here)

    FRN 117647

    • CF21 Investment Adviser (1 Dec 2001 to 1 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.