Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (1 Jan 2021 to 30 Jun 2025)
- [FCA CF] Material risk taker (1 Jan 2021 to 23 Mar 2023)
- [FCA CF] Manager of certification employee (1 Jan 2021 to 16 Jun 2025)
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- [FCA CF] Manager of certification employee (15 Jun 2020 to 16 Jun 2025)
- [FCA CF] Client dealing (15 Jun 2020 to 30 Jun 2025)
- [FCA CF] Material risk taker (15 Jun 2020 to 24 Mar 2025)
- CF30 Customer (9 Sep 2019 to 8 Dec 2019)
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- CF30 Customer (21 Jan 2009 to 18 Apr 2019)
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- CF30 Customer (21 Jan 2009 to 18 Apr 2019)
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- CF30 Customer (1 Nov 2007 to 12 May 2008)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.