Mark William Cowell

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • www.addingvalue4u.com Limited

    FRN 450371

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Aug 2006 to 8 Dec 2019)
    • CF1 Director (1 Aug 2006 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Aug 2006 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Aug 2006 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (1 Aug 2006 to 31 Mar 2009)
    • Responsible for Insurance Mediation (1 Aug 2006 to 30 Sep 2018)
  • MAUNBY INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 114428

    • Responsible for Insurance Mediation (14 Jan 2005 to 17 Aug 2006)
    • CF17 Significant Mgt (Other Business Operations) (30 Nov 2004 to 17 Aug 2006)
    • CF27 Investment Management (1 Dec 2001 to 17 Aug 2006)
    • CF26 Customer Trading (1 Dec 2001 to 17 Aug 2006)
    • CF21 Investment Adviser (1 Dec 2001 to 17 Aug 2006)

Recent activity

Updates to this individual's record on the FCA register.

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