Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 30 Oct 2019)
    • CF30 Customer (since 18 Nov 2014)
    • CF4 Partner (AR) (13 Jun 2019 to 28 Nov 2019)
    • (2)Employed By (since 12 Nov 2014)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (1 Nov 2007 to 30 Oct 2014)
    • CF21 Investment Adviser (21 Apr 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (20 Aug 2002 to 21 Apr 2004)

Recent activity

Updates to this individual's record on the FCA register.

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