Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 30 Oct 2019)
- CF30 Customer (since 18 Nov 2014)
- CF4 Partner (AR) (13 Jun 2019 to 28 Nov 2019)
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Mark Cosgrave Wealth Management Limited
FRN 653695
- (2)Employed By (since 12 Nov 2014)
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- CF30 Customer (1 Nov 2007 to 30 Oct 2014)
- CF21 Investment Adviser (21 Apr 2004 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (20 Aug 2002 to 21 Apr 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.