Mark William Bolton

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (7 Mar 2016 to 22 Nov 2016)
    • [FCA CF] Material risk taker (7 Mar 2016 to 22 Nov 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 18 Aug 2005)
  • DWS Investments UK Limited (no longer approved here)

    FRN 429806

    • CF30 Customer (27 Nov 2012 to 31 Aug 2016)
    • CF3 Chief Executive (28 Jun 2005 to 31 Aug 2016)
    • CF1 Director (28 Jun 2005 to 31 Aug 2016)
    • CF8 Apportionment and Oversight (28 Jun 2005 to 31 Oct 2007)
  • DWS Alternatives Global Limited (no longer approved here)

    FRN 458997

    • CF1 Director (5 Jul 2012 to 31 Aug 2016)
    • CF30 Customer (5 Jul 2012 to 31 Aug 2016)
    • CF3 Chief Executive (5 Jul 2012 to 31 Aug 2016)
  • DB UK Bank Limited (no longer approved here)

    FRN 140848

    • CF21 Investment Adviser (1 Dec 2001 to 20 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.