Mark William Austin

• Northern Trust Global Services SE

  FRN 829966

  • [FCA CF] Material risk taker (since 12 May 2023)
  • [FCA CF] Significant management (since 1 Mar 2023)
• The Northern Trust Company

  FRN 122020

  • [PRA CF] Significant risk taker or Material risk taker (since 17 Apr 2018)
  • [FCA CF] Significant management (since 7 Mar 2018)
  • CF30 Customer (1 Nov 2007 to 22 Dec 2009)
  • CF21 Investment Adviser (19 Jul 2006 to 31 Oct 2007)
• J.P. Morgan Europe Limited (no longer approved here)

  FRN 124579

  • CF21 Investment Adviser (1 Feb 2005 to 11 Oct 2005)
• JPMorgan Chase Bank, National Association (no longer approved here)

  FRN 124491

  • CF21 Investment Adviser (1 Dec 2001 to 1 Feb 2005)
• J.P. Morgan Securities plc (no longer approved here)

  FRN 155240

  • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)

No changes recorded yet.