Mark William Atherton

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Albert E Sharp LLP

    FRN 488822

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF4 Partner (11 Jun 2014 to 8 Dec 2019)
    • CF30 Customer (11 Jun 2014 to 8 Dec 2019)
  • EFG Private Bank Limited (no longer approved here)

    FRN 144036

    • CF30 Customer (8 Sep 2010 to 9 Jun 2014)
  • Rathbones Investment Management Limited (no longer approved here)

    FRN 116316

    • CF30 Customer (14 May 2008 to 8 Jun 2010)
  • Quilter Cheviot Limited (no longer approved here)

    FRN 124259

    • CF30 Customer (1 Nov 2007 to 8 Feb 2008)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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