Mark William Antony Warde-Norbury

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Marechale Capital PLC

    FRN 190270

    • [FCA CF] Client dealing (since 15 Feb 2020)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF10 Compliance Oversight (28 Oct 2009 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (28 Oct 2009 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (20 Nov 2006 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 20 Nov 2006)
  • Flight & Partners Limited

    FRN 472627

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF1 Director (29 Jan 2008 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (29 Jan 2008 to 8 Dec 2019)
    • CF30 Customer (29 Jan 2008 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.