Mark Wharfe Whitley

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • [FCA CF] Functions requiring qualifications (23 Feb 2021 to 30 Jun 2023)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 5 Feb 2019)
    • CF30 Customer (15 Dec 2015 to 6 Mar 2016)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (1 Nov 2007 to 23 Nov 2009)
    • CF21 Investment Adviser (28 Feb 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (2 Jun 2004 to 28 Feb 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.