Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 29 Dec 2023)
    • CF1 Director (AR) (12 Mar 2014 to 29 Dec 2023)
    • CF30 Customer (12 Mar 2014 to 29 Dec 2023)
  • Essex Financial Planners UK Ltd (no longer approved here)

    FRN 453773

    • CF30 Customer (1 Nov 2007 to 12 Jan 2009)
    • CF21 Investment Adviser (17 Oct 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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