Mark Wells

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Natixis

    FRN 206092

    • [PRA CF] Significant risk taker or Material risk taker (since 23 Feb 2026)
    • [FCA CF] Client dealing (since 23 Feb 2026)
  • MUFG Securities EMEA plc (no longer approved here)

    FRN 124512

    • [FCA CF] Manager of certification employee (5 Jan 2024 to 17 Nov 2025)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 30 Jan 2023)
    • [FCA CF] Client dealing (7 Mar 2016 to 17 Nov 2025)
    • [FCA CF] Material risk taker (7 Mar 2016 to 30 Jan 2023)
    • CF30 Customer (4 Nov 2015 to 6 Mar 2016)
  • MUFG BANK, LTD (no longer approved here)

    FRN 139189

    • [FCA CF] Client dealing (7 Mar 2016 to 17 Nov 2025)
    • [FCA CF] Material risk taker (7 Mar 2016 to 30 Jan 2023)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 30 Jan 2023)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 10 Dec 2008)
    • CF21 Investment Adviser (17 Oct 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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