Mark Wareham

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 21 Jul 2021)
    • CF30 Customer (since 7 Jul 2021)
  • Dalvi Wealth Management Ltd

    FRN 763249

    • Employed By (since 7 Jul 2021)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Functions requiring qualifications (1 Jul 2018 to 31 May 2021)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Functions requiring qualifications (1 Aug 2016 to 1 Jul 2018)
    • CF30 Customer (15 Jan 2008 to 1 Jan 2009)

Recent activity

Updates to this individual's record on the FCA register.

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