Mark Wallace Stewart

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2 Plan Wealth Management Limited

    FRN 461598

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 10 Dec 2019)
    • [FCA CF] Client dealing (since 10 Dec 2019)
    • CF30 Customer (10 Jul 2012 to 16 Oct 2020)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (6 May 2009 to 26 Jul 2012)
  • Milecross Financial Solutions Limited (no longer approved here)

    FRN 413142

    • (18)Employed By (6 May 2009 to 26 Jul 2012)

Recent activity

Updates to this individual's record on the FCA register.

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