Mark Wales

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Millennium Capital Partners LLP

    FRN 439327

    • [FCA CF] Client dealing (since 23 Jun 2021)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Manager of certification employee (10 Jan 2020 to 11 Jun 2021)
    • [FCA CF] Material risk taker (7 Mar 2016 to 11 Jun 2021)
    • [FCA CF] Client dealing (7 Mar 2016 to 11 Jun 2021)
    • CF30 Customer (9 Nov 2010 to 6 Mar 2016)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Manager of certification employee (10 Jan 2020 to 11 Jun 2021)
    • [FCA CF] Client dealing (7 Mar 2016 to 11 Jun 2021)
    • CF30 Customer (9 Nov 2010 to 6 Mar 2016)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [FCA CF] Manager of certification employee (10 Jan 2020 to 11 Jun 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.