Mark Wakefield

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Best Practice IFA Group Limited
FRN 223112
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 18 Sep 2008)
CTW Financial Services LTD
FRN 474283
- Employed By (since 18 Sep 2008)
Quilter Financial Planning Solutions Limited (no longer approved here)
FRN 184591
- CF21 Investment Adviser (16 Apr 2002 to 31 Dec 2006)
- CF22 Investment Adviser (Trainee) (1 Jan 2002 to 16 Apr 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.