Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Best Practice IFA Group Limited (no longer approved here)

    FRN 223112

    • [FCA CF] Material risk taker (1 Feb 2025 to 28 Mar 2025)
    • SMF24 Chief Operations (19 Mar 2024 to 28 Mar 2025)
  • Fusion Wealth Limited (no longer approved here)

    FRN 541404

    • [FCA CF] Material risk taker (1 Feb 2025 to 28 Mar 2025)
    • [FCA CF] Significant management (15 Apr 2024 to 28 Mar 2025)
  • EVOLUTION WEALTH NETWORK LIMITED (no longer approved here)

    FRN 591218

    • [FCA CF] Material risk taker (1 Feb 2025 to 28 Mar 2025)
    • [FCA CF] Significant management (15 Apr 2024 to 28 Mar 2025)
    • CF1 Director (AR) (13 May 2022 to 22 Aug 2023)
  • Bright Square Pensions Limited (no longer approved here)

    FRN 788317

    • [FCA CF] Significant management (15 Apr 2024 to 28 Mar 2025)
  • Schroder Wealth Management (US) Limited (no longer approved here)

    FRN 781869

    • [FCA CF] Manager of certification employee (1 Feb 2023 to 28 Mar 2025)
    • [FCA CF] Material risk taker (30 Nov 2021 to 28 Mar 2025)
    • CF29 Significant management (28 Nov 2017 to 8 Dec 2019)
  • Schroder Investment Management Limited (no longer approved here)

    FRN 119348

    • [FCA CF] Material risk taker (12 Nov 2021 to 14 Sep 2022)
  • Schroder Unit Trusts Limited (no longer approved here)

    FRN 197288

    • [FCA CF] Material risk taker (2 Mar 2020 to 28 Mar 2025)
  • SCHRODER & CO. LIMITED (no longer approved here)

    FRN 144206

    • SMF24 Chief Operations (8 Mar 2018 to 28 Mar 2025)
    • SMF18 Other Overall Responsibility (7 Mar 2016 to 8 Mar 2018)
    • CF10a CASS Oversight function (5 Dec 2012 to 6 Mar 2016)
    • CF29 Significant management (1 Nov 2007 to 6 Mar 2016)
    • CF17 Significant Mgt (Other Business Operations) (23 May 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.