Mark Vaillant

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Morgan Stanley & Co. International Plc (no longer approved here)
FRN 165935
- [FCA CF] Client dealing (12 Jul 2021 to 3 Apr 2026)
- [FCA CF] Manager of certification employee (12 Jul 2021 to 3 Apr 2026)
Morgan Stanley Bank International Limited (no longer approved here)
FRN 195430
- [FCA CF] Client dealing (12 Jul 2021 to 3 Apr 2026)
- [FCA CF] Manager of certification employee (12 Jul 2021 to 3 Apr 2026)
Goldman Sachs International Bank (no longer approved here)
FRN 124659
- [PRA CF] Significant risk taker or Material risk taker (1 Jan 2021 to 11 Jul 2021)
- [FCA CF] Client dealing (7 Mar 2016 to 11 Jul 2021)
- CF30 Customer (20 Nov 2014 to 6 Mar 2016)
Goldman Sachs Bank USA (no longer approved here)
FRN 582328
- CF30 Customer (20 Nov 2014 to 6 Mar 2016)
Barclays Capital Securities Limited (no longer approved here)
FRN 124431
- CF30 Customer (11 Apr 2013 to 17 Jun 2014)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.