Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Manager of certification employee (22 Jul 2022 to 3 Jan 2023)
    • [FCA CF] Client dealing (16 Jan 2017 to 3 Jan 2023)
    • [PRA CF] Significant risk taker or Material risk taker (16 Jan 2017 to 7 Aug 2017)
    • CF30 Customer (27 Nov 2013 to 6 Mar 2016)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 4 Sep 2012)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • DB UK Bank Limited (no longer approved here)

    FRN 140848

    • CF21 Investment Adviser (1 Dec 2001 to 9 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

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