Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (22 Jul 2022 to 3 Jan 2023)
- [FCA CF] Client dealing (16 Jan 2017 to 3 Jan 2023)
- [PRA CF] Significant risk taker or Material risk taker (16 Jan 2017 to 7 Aug 2017)
- CF30 Customer (27 Nov 2013 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 4 Sep 2012)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 9 Apr 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.