Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
King & Shaxson Limited
FRN 179213
- [FCA CF] Client dealing (since 6 Mar 2025)
-
- [FCA CF] Client dealing (17 Nov 2023 to 17 Oct 2024)
-
- CF4 Partner (AR) (13 Apr 2015 to 22 Nov 2016)
- CF30 Customer (7 Mar 2014 to 22 Nov 2016)
-
- CF30 Customer (1 Nov 2007 to 18 Jan 2013)
- CF22 Investment Adviser (Trainee) (4 Feb 2005 to 31 Oct 2007)
-
- CF30 Customer (1 Nov 2007 to 18 Jan 2013)
- CF22 Investment Adviser (Trainee) (4 Feb 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.