Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 6 Mar 2025)
  • TP ICAP Broking Limited (no longer approved here)

    FRN 154234

    • [FCA CF] Client dealing (17 Nov 2023 to 17 Oct 2024)
  • Privium Fund Management (UK) Limited (no longer approved here)

    FRN 471186

    • CF4 Partner (AR) (13 Apr 2015 to 22 Nov 2016)
    • CF30 Customer (7 Mar 2014 to 22 Nov 2016)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF30 Customer (1 Nov 2007 to 18 Jan 2013)
    • CF22 Investment Adviser (Trainee) (4 Feb 2005 to 31 Oct 2007)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF30 Customer (1 Nov 2007 to 18 Jan 2013)
    • CF22 Investment Adviser (Trainee) (4 Feb 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.