Mark Thomas Kelly

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

A&M CAPITAL ADVISORS EUROPE, LLP
FRN 796070
- SMF27 Partner (since 9 Dec 2019)
- CF30 Customer (22 Jun 2018 to 8 Dec 2019)
- CF4 Partner (22 Jun 2018 to 8 Dec 2019)
H.I.G. EUROPEAN CAPITAL PARTNERS, LLP (no longer approved here)
FRN 462404
- CF4 Partner (17 Sep 2008 to 31 Oct 2013)
The Toronto-Dominion Bank (no longer approved here)
FRN 124859
- CF21 Investment Adviser (1 Dec 2001 to 23 Jun 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.