Mark Terence James

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Algorithmic trading (30 Sep 2022 to 8 Feb 2023)
    • [FCA CF] Manager of certification employee (1 Nov 2018 to 23 Jul 2020)
    • [FCA CF] Material risk taker (1 Nov 2018 to 23 Jul 2020)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Algorithmic trading (30 Sep 2022 to 8 Feb 2023)
    • [FCA CF] Manager of certification employee (30 Sep 2022 to 8 Feb 2023)
    • [FCA CF] Material risk taker (1 Nov 2018 to 23 Jul 2020)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.