Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Sona Asset Management (UK) LLP
FRN 814191
- [FCA CF] Client dealing (since 8 Sep 2025)
- [FCA CF] Client dealing (9 Dec 2019 to 22 Aug 2024)
- [FCA CF] Significant management (9 Dec 2019 to 22 Aug 2024)
- [FCA CF] Material risk taker (9 Dec 2019 to 22 Aug 2024)
- CF30 Customer (7 Dec 2018 to 8 Dec 2019)
- CF4 Partner (7 Dec 2018 to 9 Oct 2019)
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- CF30 Customer (1 Sep 2016 to 31 Dec 2018)
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- CF30 Customer (11 Apr 2013 to 7 Oct 2014)
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- CF30 Customer (21 Mar 2013 to 7 Oct 2014)
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- CF30 Customer (1 Nov 2007 to 18 May 2009)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.