Mark Stuart Carr

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Great British Finance Limited

    FRN 431032

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Sep 2010)
    • CF21 Investment Adviser (28 Nov 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (21 Nov 2005 to 27 Nov 2006)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF1 Director (AR) (20 Dec 2011 to 25 Aug 2015)
    • CF30 Customer (20 Dec 2011 to 25 Aug 2015)
  • Carr Wealth Management Ltd (no longer approved here)

    FRN 570494

    • Employed By (20 Dec 2011 to 25 Aug 2015)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF21 Investment Adviser (29 Nov 2005 to 31 Dec 2005)
    • CF22 Investment Adviser (Trainee) (27 Jun 2005 to 29 Nov 2005)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (17 Dec 2003 to 28 Jun 2005)
    • CF22 Investment Adviser (Trainee) (12 Mar 2003 to 17 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

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