Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 30 Jan 2013)
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Mark Kidd
FRN 594806
- (1)Employed By (since 30 Jan 2013)
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- CF21 Investment Adviser (9 Jun 2003 to 21 May 2004)
- CF22 Investment Adviser (Trainee) (16 Aug 2002 to 9 Jun 2003)
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- CF21 Investment Adviser (9 Jun 2003 to 21 May 2004)
- CF22 Investment Adviser (Trainee) (16 Aug 2002 to 9 Jun 2003)
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- CF21 Investment Adviser (1 Dec 2001 to 28 Jun 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.