Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 30 Jan 2013)
  • Mark Kidd

    FRN 594806

    • (1)Employed By (since 30 Jan 2013)
  • Wesleyan Assurance Society (no longer approved here)

    FRN 110873

    • CF21 Investment Adviser (9 Jun 2003 to 21 May 2004)
    • CF22 Investment Adviser (Trainee) (16 Aug 2002 to 9 Jun 2003)
  • Wesleyan Unit Trust Managers Limited (no longer approved here)

    FRN 175798

    • CF21 Investment Adviser (9 Jun 2003 to 21 May 2004)
    • CF22 Investment Adviser (Trainee) (16 Aug 2002 to 9 Jun 2003)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (1 Dec 2001 to 28 Jun 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.