Mark Steven Ashworth

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF21 Investment Adviser (27 Feb 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (12 Feb 2007 to 27 Feb 2007)
  • Mark Ashworth

    FRN 515076

    • (1)Employed By (since 5 Jan 2010)
  • Elland Road Financial Solutions Limited (no longer approved here)

    FRN 215092

    • (9)Employed By (12 Feb 2007 to 5 Jan 2010)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF21 Investment Adviser (1 Jun 2005 to 31 Mar 2006)
  • Park Gate Financial Limited (no longer approved here)

    FRN 191185

    • (8)Employed By (5 Jun 2002 to 11 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (8)Employed By at Park Gate Financial Limited