Mark Stephen Richings

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 2 Feb 2017)
  • HJP Wealth Management Ltd

    FRN 769912

    • (6)Employed By (since 2 Feb 2017)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF21 Investment Adviser (4 Oct 2004 to 28 Apr 2006)
    • CF22 Investment Adviser (Trainee) (26 Jun 2003 to 4 Oct 2004)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • CF21 Investment Adviser (1 Dec 2001 to 16 Dec 2001)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.