Mark Stephen Richards

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF30 Customer (1 Nov 2007 to 14 Jul 2009)
    • CF22 Investment Adviser (Trainee) (24 Aug 2007 to 31 Oct 2007)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (9 Aug 2006 to 17 Jul 2007)
    • CF22 Investment Adviser (Trainee) (11 Aug 2005 to 9 Aug 2006)
  • TSB Bank plc (no longer approved here)

    FRN 191240

    • CF21 Investment Adviser (9 Aug 2006 to 7 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.