Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 9 May 2021)
- CF2 Non Executive Director (1 Nov 2018 to 8 Dec 2019)
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- [FCA CF] Material risk taker (7 Mar 2016 to 9 May 2021)
- [FCA CF] Significant management (7 Mar 2016 to 9 May 2021)
- [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 9 May 2021)
- [PRA CF] Managing a material risk taker (7 Mar 2016 to 9 May 2021)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 9 May 2021)
- CF28 Systems and controls (13 Jan 2014 to 6 Mar 2016)
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- [FCA CF] Significant management (7 Mar 2016 to 15 Feb 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.