Mark Spear

Last updated
2 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 19 Feb 2014)
  • Quilter Financial Advisers Ltd

    FRN 452529

    • (374)Employed By (since 5 Jul 2018)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (18 May 2012 to 2 May 2014)
  • David Allard (no longer approved here)

    FRN 401676

    • Employed By (18 May 2012 to 2 May 2014)
  • Origen Financial Services Limited (no longer approved here)

    FRN 192666

    • CF30 Customer (7 Jun 2011 to 12 Aug 2011)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF21 Investment Adviser (19 Jul 2004 to 28 Sep 2004)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (17 Jan 2003 to 24 Dec 2003)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jan 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.