Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2022)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2022)
- CF30 Customer (11 Oct 2016 to 8 Dec 2019)
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- CF30 Customer (6 Aug 2014 to 30 Sep 2016)
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- (8)Employed By (6 Aug 2014 to 30 Sep 2016)
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- CF1 Director (AR) (23 Aug 2011 to 29 Sep 2014)
- CF30 Customer (23 Aug 2011 to 29 Sep 2014)
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- Employed By (23 Aug 2011 to 29 Sep 2014)
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- CF30 Customer (1 Nov 2007 to 12 Aug 2011)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.