Mark Simon Ramon Smith

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 28 Feb 2023)
    • [FCA CF] Client dealing (since 28 Feb 2023)
  • Fairstone Financial Management Limited (no longer approved here)

    FRN 475973

    • [FCA CF] Functions requiring qualifications (27 Sep 2021 to 14 Apr 2023)
    • [FCA CF] Client dealing (27 Sep 2021 to 14 Apr 2023)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (9 Dec 2011 to 17 Jul 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.