Mark Simon Phillips

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TenetLime Limited

    FRN 311266

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • CF1 Director (AR) (since 22 Nov 2023)
    • Appointed representative dealing with clients for which they require qualification (since 22 Nov 2023)
  • Cheam Financial Planning Ltd

    FRN 591971

    • (1)Employed By (since 13 Dec 2012)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 3 Feb 2024)
    • CF30 Customer (11 Jan 2013 to 7 May 2015)
    • CF1 Director (AR) (13 Dec 2012 to 3 Feb 2024)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF30 Customer (1 Oct 2008 to 30 Nov 2012)
  • Tamar Independent Financial Advisers Ltd (no longer approved here)

    FRN 214092

    • Employed By (1 Oct 2008 to 30 Nov 2012)
  • BA (GI) Limited (no longer approved here)

    FRN 117647

    • CF21 Investment Adviser (1 Dec 2001 to 17 Jun 2002)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Cheam Financial Planning Ltd

  2. controlled function added: (1)Employed By at Cheam Financial Planning Ltd