Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Wealth & Prosperity Ltd
FRN 700077
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- CF1 Director (AR) (since 19 May 2021)
- Appointed representative dealing with clients for which they require qualification (since 22 Oct 2020)
- CF30 Customer (since 28 Jul 2017)
- [FCA CF] Client dealing (22 Oct 2020 to 30 Mar 2021)
- [FCA CF] Functions requiring qualifications (22 Oct 2020 to 30 Mar 2021)
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BENSON FINANCIAL MANAGEMENT LIMITED
FRN 765005
- Employed By (since 28 Jul 2017)
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- CF30 Customer (23 Jun 2009 to 31 Jul 2017)
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- (6)Employed By (19 Jun 2009 to 31 Jul 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.