Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • CF1 Director (AR) (since 19 May 2021)
    • Appointed representative dealing with clients for which they require qualification (since 22 Oct 2020)
    • CF30 Customer (since 28 Jul 2017)
    • [FCA CF] Client dealing (22 Oct 2020 to 30 Mar 2021)
    • [FCA CF] Functions requiring qualifications (22 Oct 2020 to 30 Mar 2021)
    • Employed By (since 28 Jul 2017)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (23 Jun 2009 to 31 Jul 2017)
  • James Edwin Benson (no longer approved here)

    FRN 214764

    • (6)Employed By (19 Jun 2009 to 31 Jul 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.