Mark Searle

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Toronto-Dominion Bank

    FRN 124859

    • [PRA CF] Significant risk taker or Material risk taker (since 1 Nov 2025)
    • [FCA CF] Material risk taker (since 11 Aug 2022)
    • [FCA CF] Client dealing (since 11 Aug 2022)
    • [FCA CF] Material risk taker (10 Jun 2019 to 30 Apr 2021)
    • [FCA CF] Client dealing (10 Jun 2019 to 30 Apr 2021)
  • TD Bank Europe Limited (no longer approved here)

    FRN 165556

    • [FCA CF] Material risk taker (11 Aug 2022 to 8 Oct 2024)
    • [FCA CF] Client dealing (10 Jun 2019 to 30 Apr 2021)
  • MUFG Securities EMEA plc (no longer approved here)

    FRN 124512

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF26 Customer Trading (13 Feb 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.