Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 15 Jan 2019)
    • SMF16 Compliance Oversight (25 Apr 2022 to 4 Dec 2023)
    • CF11 Money Laundering Reporting (23 Aug 2016 to 8 Dec 2019)
    • CF1 Director (17 Nov 2009 to 8 Dec 2019)
  • HL Partnership Limited (no longer approved here)

    FRN 303397

    • CF1 Director (AR) (17 Jul 2013 to 19 Mar 2020)

Recent activity

Updates to this individual's record on the FCA register.

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