Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 21. Advising or arranging (bringing about) equity release transactions
    • Appointed representative dealing with clients for which they require qualification (since 28 Nov 2022)
    • CF1 Director (AR) (since 22 Nov 2022)
    • (1)Employed By (since 22 Nov 2022)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 3 Dec 2020)
    • [FCA CF] Significant management (since 3 Dec 2020)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF10 Compliance Oversight (6 Apr 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (22 Jul 2011 to 30 Sep 2018)
    • CF1 Director (22 Jul 2011 to 8 Dec 2019)
  • M & N INSURANCE SERVICE LIMITED (no longer approved here)

    FRN 305837

    • CF30 Customer (2 Jun 2009 to 31 May 2010)

Recent activity

Updates to this individual's record on the FCA register.

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