Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 3 Mar 2023)
    • SMF9 Chair of the Governing Body (since 8 Mar 2020)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (11 Apr 2018 to 8 Dec 2019)
    • CF30 Customer (11 Apr 2018 to 8 Dec 2019)
  • Frank Investments Limited (no longer approved here)

    FRN 627697

    • CF4 Partner (AR) (28 Mar 2018 to 10 Apr 2018)
    • CF30 Customer (28 Mar 2018 to 10 Apr 2018)
  • Bowmark Capital LLP (no longer approved here)

    FRN 473422

    • CF4 Partner (2 Jan 2008 to 31 Jan 2017)
    • CF30 Customer (2 Jan 2008 to 31 Jan 2017)
    • CF21 Investment Adviser (18 Oct 2007 to 31 Oct 2007)
    • CF27 Investment Management (18 Oct 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.