Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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MOUNT CAPITAL LIMITED
FRN 228524
- [FCA CF] Client dealing (since 29 Mar 2021)
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF28 Systems and controls (1 Nov 2007 to 23 Oct 2014)
- CF13 Finance (20 Jun 2006 to 31 Oct 2007)
- CF1 Director (5 Jan 2004 to 8 Dec 2019)
- CF8 Apportionment and Oversight (5 Jan 2004 to 31 Oct 2007)
- CF3 Chief Executive (5 Jan 2004 to 8 Dec 2019)
- CF27 Investment Management (5 Jan 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.