Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 9 Sep 2025)
    • [FCA CF] Client dealing (since 9 Sep 2025)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Material risk taker (18 Oct 2021 to 14 Feb 2024)
    • [FCA CF] Manager of certification employee (24 Jun 2019 to 14 Feb 2024)
    • [FCA CF] Client dealing (24 Jun 2019 to 14 Feb 2024)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Material risk taker (18 Oct 2021 to 14 Feb 2024)
    • [FCA CF] Client dealing (24 Jun 2019 to 14 Feb 2024)
    • [FCA CF] Manager of certification employee (24 Jun 2019 to 14 Feb 2024)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (16 Sep 2013 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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